SEC Form 4 · accession 0001628280-17-001475
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David William Carroll
Officer — SVP Worldwide Sales
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $22.18 | Feb 15, 2017 | A | 46,500 | A | — | Feb 15, 2027 | Common Stock | 46,500 | 46,500 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 15, 2017 | A | 18,600 | A | — | Feb 20, 2017 | Common Stock | 18,600 | 18,600 | D |
Explanation of responses
- F1One-fourth (1/4) of the shares subject to the option will vest on February 20, 2018, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F3One-eighth (1/8) of the shares subject to the restricted stock units will vest on August 20, 2017 and each six-month anniversary thereafter, subject to the Reporting Person's continued service on each such vesting date.