SEC Form 4 · accession 0001209191-19-010262
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Heidari
Officer — Chairman and CEO · Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2019 | A | 131,400 | $0.00 | A | 327,625 | D | |
| Common Stock | Feb 12, 2019 | M | 4,000 | $1.00 | A | 331,625 | D | |
| Common Stock | Feb 12, 2019 | S | 4,000 | $17.00 | D | 327,625 | D | |
| Common Stock | Feb 13, 2019 | M | 3,000 | $1.00 | A | 330,625 | D | |
| Common Stock | Feb 13, 2019 | S | 3,000 | $18.00 | D | 327,625 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $1.00 | Feb 12, 2019 | M | 4,000 | D | — | Oct 7, 2021 | Common Stock | 4,000 | 35,500 | D |
| Employee Stock Option (right to buy)F3 | $1.00 | Feb 13, 2019 | M | 3,000 | D | — | Oct 7, 2021 | Common Stock | 3,000 | 32,500 | D |
Explanation of responses
- F1Each share is represented by a Restricted Stock Unit ("RSU"). One-sixth (1/6) of the RSUs will vest every six months from February 15, 2019 over a three year period, subject to the Reporting Person's continued service on each such vesting date.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- F3The shares subject to the option are fully vested and exercisable.