SEC Form 4 · accession 0001209191-19-003243
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Heidari
Officer — Chairman and CEO · Director
Period of report
Jan 8, 2019
Accepted (ET)
Jan 10, 2019 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2019 | M | 15,000 | $1.00 | A | 206,028 | D | |
| Common Stock | Jan 8, 2019 | S | 15,000 | $15.00 | D | 191,028 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $1.00 | Jan 8, 2019 | M | 15,000 | D | — | Oct 7, 2021 | Common Stock | 15,000 | 52,697 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- F2The shares subject to the option are fully vested and exercisable.