SEC Form 4 · accession 0001209191-18-051935
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Heidari
Officer — Chairman and CEO · Director
Period of report
Sep 20, 2018
Accepted (ET)
Sep 21, 2018 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2018 | M | 24,800 | $1.00 | A | 200,007 | D | |
| Common Stock | Sep 20, 2018 | M | 5,200 | $1.00 | A | 205,207 | D | |
| Common StockF2 | Sep 20, 2018 | S | 37,734 | $18.782 | D | 167,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $1.00 | Sep 20, 2018 | M | 24,800 | D | — | Feb 1, 2021 | Common Stock | 24,800 | 25,200 | D |
| Employee Stock Option (right to buy)F3 | $1.00 | Sep 20, 2018 | M | 5,200 | D | — | Oct 7, 2021 | Common Stock | 5,200 | 91,252 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $18.62 to $18.89 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The shares subject to the option are fully vested and exercisable.