SEC Form 4 · accession 0001209191-18-039261
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Heidari
Officer — Chairman and CEO · Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2018 | M | 6,000 | $2.50 | A | 174,479 | D | |
| Common Stock | Jun 20, 2018 | M | 17,000 | $1.00 | A | 191,479 | D | |
| Common StockF3 | Jun 20, 2018 | S | 26,125 | $16.059 | D | 165,354 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $2.50 | Jun 20, 2018 | M | 6,000 | D | — | Jul 28, 2019 | Common Stock | 6,000 | 0 | D |
| Employee Stock Option (right to buy)F4 | $1.00 | Jun 20, 2018 | M | 17,000 | D | — | May 18, 2020 | Common Stock | 17,000 | 7,460 | D |
Explanation of responses
- F1Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $15.82 to $16.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The shares subject to the option are fully vested and exercisable.