SEC Form 4 · accession 0001209191-18-033137
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edwin B. Hooper III
Director
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | May 22, 2018 | J | 469,442 | $0.00 | D | 0 | I | See footnote |
| Common StockF5 | May 22, 2018 | J | 168,845 | $0.00 | D | 0 | I | See footnote |
| Common StockF7 | May 22, 2018 | J | 88,616 | $0.00 | A | 88,616 | I | See footnote |
| Common StockF7 | May 22, 2018 | J | 1,672 | $0.00 | A | 90,288 | I | See footnote |
| Common StockF1 | holding | — | — | — | 7,127 | D | ||
| Common StockF9 | holding | — | — | — | 33,593 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Company's next Annual Meeting occurring after the grant date, in each case, subject to the Reporting Person's continued service as of the applicable vesting date.
- F2Represents a pro rata in-kind distribution of Common Stock of the Issuer by Centerview Capital Technology Fund (Delaware), L.P. to its general partner and limited partners.
- F3Shares held by Centerview Capital Technology Fund (Delaware), L.P. Edwin B. Hooper III is a managing partner and shares voting and investment power with respect to the shares held by Centerview Capital Technology Fund (Delaware), L.P.
- F4Represents a pro rata in-kind distribution of Common Stock of the Issuer by Centerview Capital Technology Fund-A (Delaware), L.P. to its general partner and limited partner.
- F5Shares held by Centerview Capital Technology Fund-A (Delaware), L.P. Edwin B. Hooper III is a managing partner and shares voting and investment power with respect to the shares held by Centerview Capital Technology Fund-A (Delaware), L.P.
- F6Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Centerview Capital Technology Fund (Delaware), L.P. to its general partner, Centerview Capital Technology Fund GP (Delaware), L.P.
- F7Shares held by Centerview Capital Technology Fund GP (Delaware), L.P., the General Partner of Centerview Capital Technology Fund (Delaware), L.P. and Centerview Capital Technology Fund-A (Delaware), L.P. Edwin B. Hooper III is a managing partner and shares voting and investment power with respect to the shares held by Centerview Capital Technology Fund GP (Delaware), L.P.
- F8Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Centerview Capital Technology Fund-A (Delaware), L.P. to its general partner, Centerview Capital Technology Fund GP (Delaware), L.P.
- F9Shares held by Centerview Capital Technology Employee Fund, L.P. Edwin B. Hooper III is a managing partner and shares voting and investment power with respect to the shares held by the Centerview Capital Technology Employee Fund, L.P.