SEC Form 4 · accession 0001209191-18-031409
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Sobers
Officer — Chief Financial Officer
Period of report
Jan 10, 2018
Accepted (ET)
May 18, 2018 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 10, 2018 | A | 30,000 | $0.00 | A | 64,222 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $13.06 | Jan 10, 2018 | A | 75,000 | A | Jan 10, 2019 | Jan 10, 2028 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Each share is represented by a Restricted Stock Unit ("RSU"). One-eighth (1/8) of the RSUs will vest on August 20, 2018 and each six-month anniversary thereafter, subject to the Reporting Person's continued service on each such vesting date.
- F2Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
- F3One-fourth (1/4) of the shares subject to the option will vest on January 10, 2019, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.