SEC Form 4 · accession 0001209191-18-019161

QUANTENNA COMMUNICATIONS INC · QTNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP Worldwide Sales

Period of report

Mar 9, 2018

Accepted (ET)

Mar 13, 2018 · 4:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001370702

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 9, 2018	M	7,506	$1.50	A	45,781	D
Common Stock	Mar 9, 2018	M	303	$2.00	A	46,084	D
Common Stock	Mar 9, 2018	M	252	$3.00	A	46,336	D
Common Stock	Mar 9, 2018	S	8,061	$15.00	D	38,275	D
Common Stock	holding	—	—		—	500	I	By Child of Reporting Person

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2	$1.50	Mar 9, 2018	M	7,506	D	—	Feb 5, 2023	Common Stock	7,506	116,199	D
Employee Stock Option (right to buy)^F3	$2.00	Mar 9, 2018	M	303	D	—	Dec 10, 2024	Common Stock	303	5,042	D
Employee Stock Option (right to buy)^F4	$3.00	Mar 9, 2018	M	252	D	—	Dec 3, 2025	Common Stock	252	6,597	D

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
F2The shares subject to the option are fully vested and exercisable.
F3One fourth (1/4) of the shares subject to the option vested on December 10, 2015, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.
F4One fourth (1/4) of the shares subject to the option vested on December 3, 2016, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.