SEC Form 4 · accession 0001209191-18-015021

QUANTENNA COMMUNICATIONS INC · QTNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP Worldwide Sales

Period of report

Feb 28, 2018

Accepted (ET)

Mar 1, 2018 · 4:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001370702

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 28, 2018	M	3,337	$1.50	A	41,612	D
Common Stock	Feb 28, 2018	M	260	$2.00	A	41,872	D
Common Stock	Feb 28, 2018	M	269	$3.00	A	42,141	D
Common Stock	Feb 28, 2018	S	3,866	$14.00	D	38,275	D
Common Stock	holding	—	—		—	500	I	By Child of Reporting Person

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2	$1.50	Feb 28, 2018	M	3,337	D	—	Feb 5, 2023	Common Stock	3,337	123,705	D
Employee Stock Option (right to buy)^F3	$2.00	Feb 28, 2018	M	260	D	—	Dec 10, 2024	Common Stock	260	5,345	D
Employee Stock Option (right to buy)^F4	$3.00	Feb 28, 2018	M	269	D	—	Dec 3, 2025	Common Stock	269	6,849	D

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
F2The shares subject to the option are fully vested and exercisable.
F3One fourth (1/4) of the shares subject to the option vested on December 10, 2015, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.
F4One fourth (1/4) of the shares subject to the option vested on December 3, 2016, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.