SEC Form 4 · accession 0001209191-17-061319
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Stevens
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2017 | J | 11,538 | — | A | 11,538 | I | See footnote |
| Common StockF3,F2 | Nov 14, 2017 | J | 5,634 | — | A | 17,172 | I | See footnote |
| Common StockF4,F2 | Nov 14, 2017 | J | 363 | — | A | 17,535 | I | See footnote |
| Common Stock | holding | — | — | — | 6,616 | D | ||
| Common StockF5 | holding | — | — | — | 15,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Sequoia Capital XI, L.P.
- F2Shares held by Third Millennium Trust ("Millennium"). The Reporting Person is the trustee of Millennium, and has voting and investment power with respect to the shares held by Millennium.
- F3Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Sequoia Capital XI Principals Fund, LLC.
- F4Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Sequoia Technology Partners XI, L.P.
- F5Shares held by S-Cubed Capital ("SCC"). The Reporting Person is the managing partner of SCC, and has voting and investment power with respect to the shares held by SCC.