SEC Form 4 · accession 0001209191-17-047930
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Sobers
Officer — Chief Financial Officer
Period of report
Aug 7, 2017
Accepted (ET)
Aug 7, 2017 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2017 | M | 4,966 | $9.00 | A | 35,166 | D | |
| Common StockF3,F1 | Aug 7, 2017 | S | 4,966 | $19.292 | D | 30,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $9.00 | Aug 7, 2017 | M | 4,966 | D | — | Jul 27, 2026 | Common Stock | 4,966 | 292,914 | D |
Explanation of responses
- F1This total includes 20,200 shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs"). These RSUs were previously reported in Table II of the Reporting Person's Form 4 that was timely filed with the SEC on February 17, 2017.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $19.00 to $19.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4One fourth (1/4) of the shares subject to the option vested on July 25, 2017, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date