SEC Form 4 · accession 0001209191-17-044014

QUANTENNA COMMUNICATIONS INC · QTNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO · Director

Period of report

Jul 3, 2017

Accepted (ET)

Jul 6, 2017 · 4:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001370702

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jul 3, 2017	M	1,200	$2.50	A	69,900	D
Common Stock^F1	Jul 3, 2017	M	4,400	$1.00	A	74,300	D
Common Stock^F3,F1	Jul 3, 2017	S	5,600	$18.923	D	68,700	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$2.50	Jul 3, 2017	M	1,200	D	—	Jul 28, 2019	Common Stock	1,200	6,000	D
Employee Stock Option (right to buy)^F4	$1.00	Jul 3, 2017	M	4,400	D	—	May 18, 2020	Common Stock	4,400	46,060	D

F1This total includes 68,700 shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs"). These RSUs were previously reported in Table II of the Reporting Person's Form 4 that was timely filed with the SEC on February 17, 2017.
F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
F3This sale price represents the weighted average sale price of the shares sold ranging from $18.75 to $19.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4The shares subject to the option are fully vested and exercisable.