SEC Form 4 · accession 0001209191-17-040264
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lionel Bonnot
Officer — SVP Mktg & Business Dev.
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2017 | M | 8,700 | $1.00 | A | 27,600 | D | |
| Common StockF1 | Jun 13, 2017 | S | 8,700 | $18.913 | D | 18,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $1.00 | Jun 13, 2017 | M | 8,700 | D | — | May 18, 2020 | Common Stock | 8,700 | 22,200 | D |
Explanation of responses
- F1This total includes 18,900 shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs"). These RSUs were previously reported in Table II of the Reporting Person's Form 4 that was timely filed with the SEC on February 17, 2017.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- F3The shares subject to the option are fully vested and exercisable.