SEC Form 4 · accession 0001209191-17-033741
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lionel Bonnot
Officer — SVP Mktg & Business Dev.
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2017 | M | 3,980 | $3.00 | A | 5,343 | D | |
| Common Stock | May 16, 2017 | M | 5,820 | $2.50 | A | 11,163 | D | |
| Common StockF3 | May 16, 2017 | S | 11,163 | $21.026 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $3.00 | May 16, 2017 | M | 3,980 | D | — | Jan 29, 2018 | Common Stock | 3,980 | 0 | D |
| Employee Stock Option (right to buy)F4 | $2.50 | May 16, 2017 | M | 5,820 | D | — | Jul 28, 2019 | Common Stock | 5,820 | 180 | D |
Explanation of responses
- F1Includes 1,363 shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $20.80 to $21.16 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The shares subject to the option are fully vested and exercisable.