SEC Form 4 · accession 0001209191-17-031363
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Heidari
Officer — Chairman and CEO · Director
Period of report
May 8, 2017
Accepted (ET)
May 10, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2017 | M | 2,800 | $2.50 | A | 2,800 | D | |
| Common Stock | May 8, 2017 | S | 2,800 | $20.00 | D | 0 | D | |
| Common Stock | May 9, 2017 | M | 4,000 | $2.50 | A | 4,000 | D | |
| Common Stock | May 9, 2017 | S | 4,000 | $22.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $2.50 | May 8, 2017 | M | 2,800 | D | — | Jul 28, 2019 | Common Stock | 2,800 | 21,600 | D |
| Employee Stock Option (right to buy)F2 | $2.50 | May 9, 2017 | M | 4,000 | D | — | Jul 28, 2019 | Common Stock | 4,000 | 17,600 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- F2The shares subject to the option are fully vested and exercisable.