SEC Form 4 · accession 0001209191-16-148513

QUANTENNA COMMUNICATIONS INC · QTNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 2, 2016

Accepted (ET)

Nov 4, 2016 · 9:47 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001370702

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Nov 2, 2016	P	10,000	$16.00	A	10,000	I	By trust
Common Stock^F3,F4	Nov 2, 2016	C	294,757	—	A	294,757	I	See footnote
Common Stock^F3,F5	Nov 2, 2016	C	294,757	—	A	294,757	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series G Preferred Stock^F4,F3	—	Nov 2, 2016	C	294,757	D	—	—	Common Stock	294,757	0	I
Series G Preferred Stock^F5,F3	—	Nov 2, 2016	C	294,757	D	—	—	Common Stock	294,757	0	I

F1Represents a purchase from the underwriters pursuant to participation in the directed share program in connection with the initial public offering of the Issuer's Common Stock.
F2Shares held by Lip-Bu Tan and Ysa Loo, TTEES, FBO Lip-Bu Tan and Ysa Loo Trust DTD 2/3/1992.
F3The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F4Shares held by China Walden Venture Investments II, L.P. ("CWVI II"). The general partner of CWVI II is China Walden Venture Investment II G.P., Ltd. ("CWVI II GP"). Lip-Bu Tan and Hing Wong are members of the investment committee of CWVI II GP and share voting and investment power with respect to the shares held by CWVI II.
F5Shares held by WRV II, L.P. ("WRV II"). The general partner for WRV II is WRV GP II, LLC ("WRV II GP"). Lip-Bu Tan, Michael Marks, and Nicholas Braithwaite are members of the investment committee of WRV II GP and share voting and investment power with respect to the shares held by WRV II.