SEC Form 4 · accession 0001209191-16-148510
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rusnano
10% Owner
Period of report
Nov 2, 2016
Accepted (ET)
Nov 4, 2016 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2016 | C | 2,583,233 | — | A | 2,583,233 | D | |
| Common StockF2 | Nov 2, 2016 | C | 115,561 | — | A | 2,698,794 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series F-1 Preferred StockF1 | — | Nov 2, 2016 | C | 2,583,233 | D | — | — | Common Stock | 2,583,233 | 0 | D |
| Series G Preferred StockF2 | — | Nov 2, 2016 | C | 115,561 | D | — | — | Common Stock | 115,561 | 0 | D |
Explanation of responses
- F1The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- F2The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.