SEC Form 4 · accession 0001209191-16-148506

QUANTENNA COMMUNICATIONS INC · QTNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John Scull

Director

Period of report

Nov 2, 2016

Accepted (ET)

Nov 4, 2016 · 7:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001370702

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Nov 2, 2016	C	791,530	—	A	791,530	I	See footnote
Common Stock^F3,F2	Nov 2, 2016	C	739,836	—	A	1,531,366	I	See footnote
Common Stock^F4,F2	Nov 2, 2016	C	434,854	—	A	1,966,220	I	See footnote
Common Stock^F5,F2	Nov 2, 2016	C	341,164	—	A	2,307,384	I	See footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series C Preferred Stock^F2,F1	—	Nov 2, 2016	C	400,000	D	—	—	Common Stock	791,530	I
Series D Preferred Stock^F2,F3	—	Nov 2, 2016	C	739,836	D	—	—	Common Stock	739,836	I
Series E Preferred Stock^F2,F4	—	Nov 2, 2016	C	434,854	D	—	—	Common Stock	434,854	I
Series F-1 Preferred Stock^F2,F5	—	Nov 2, 2016	C	341,164	D	—	—	Common Stock	341,164	I

Explanation of responses

F1The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2Shares held by Southern Cross Venture Partners Management Pty Ltd as trustee for Southern Cross Fund No 1 Trust. Southern Cross Venture Partners Pty Ltd is the Manager of Southern Cross Fund No 1 Trust. The managing members of Southern Cross Venture Partners Pty Ltd are John Scull, Robert Christiansen, Mark Bonnar, Gareth Dando and William Bartee. John Scull, Robert Christiansen, Mark Bonnar, Gareth Dando and William Bartee own 100% of the outstanding ordinary shares of Southern Cross Venture Partners Pty Ltd. John Scull, Robert Christiansen, Mark Bonnar, Gareth Dando and William Bartee are the directors of Southern Cross Venture Partners Pty Ltd and share voting and investment power with respect to the shares held by Southern Cross Venture Partners Management Pty Ltd as trustee for Southern Cross Fund No 1 Trust.
F3The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F4The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F5The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.