SEC Form 4 · accession 0001209191-16-148504

QUANTENNA COMMUNICATIONS INC · QTNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 2, 2016

Accepted (ET)

Nov 4, 2016 · 7:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001370702

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Nov 2, 2016	C	267,729	—	A	469,442	I	See footnote
Common Stock^F1,F3	Nov 2, 2016	C	96,295	—	A	168,845	I	See footnote
Common Stock^F1,F4	Nov 2, 2016	C	19,159	—	A	33,593	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series G Preferred Stock^F2,F1	—	Nov 2, 2016	C	267,729	D	—	—	Common Stock	267,729	I
Series G Preferred Stock^F3,F1	—	Nov 2, 2016	C	96,295	D	—	—	Common Stock	96,295	I
Series G Preferred Stock^F4,F1	—	Nov 2, 2016	C	19,159	D	—	—	Common Stock	19,159	I

F1The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2Shares held by Centerview Capital Technology Fund (Delaware), L.P. Edwin B. Hooper III is a managing partner and shares voting and investment power with respect to the shares held by Centerview Capital Technology Fund (Delaware), L.P.
F3Shares held by Centerview Capital Technology Fund-A (Delaware), L.P. Edwin B. Hooper III is a managing partner and shares voting and investment power with respect to the shares held by Centerview Capital Technology Fund-A (Delaware), L.P.
F4Shares held by Centerview Capital Technology Employee Fund, L.P. Edwin B. Hooper III is a managing partner and shares voting and investment power with respect to the shares held by the Centerview Capital Technology Employee Fund, L.P.