SEC Form 4 · accession 0000899243-17-026619
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Douglas M Leone
10% Owner
SEQUOIA CAPITAL XI
10% Owner
SEQUOIA TECHNOLOGY PARTNERS XI
10% Owner
SEQUOIA CAPITAL XI PRINCIPALS FUND
10% Owner
SC XI MANAGEMENT LLC
10% Owner
SCGF V Management, L.P.
10% Owner
SC US GF V Holdings, Ltd.
10% Owner
SC US (TTGP), LTD.
10% Owner
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 14, 2017 | J | 563,332 | $0.00 | D | 1,689,996 | I | By Sequoia Capital XI, L.P. |
| Common StockF2 | Nov 14, 2017 | J | 61,285 | $0.00 | D | 183,856 | I | By Sequoia Capital XI Principals Fund, LLC |
| Common StockF2 | Nov 14, 2017 | J | 17,793 | $0.00 | D | 53,380 | I | By Sequoia Technology Partners XI, L.P. |
| Common StockF3 | Nov 14, 2017 | J | 468,048 | $0.00 | D | 1,279,816 | I | By SC US GF V Holdings, LTD |
| Common StockF4 | holding | — | — | — | 124,327 | I | By Sequoia Capital U.S. Growth Fund V, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
- F2SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F3SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F4SC US TTGP is the general partner of GF V Management, which is the general partner of SC Growth. As a result, SC US TTGP and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Growth. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Remarks
Form 1 of 2