SEC Form 4 · accession 0001628280-16-019751
ETSY INC · ETSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Allspaw
Officer — Chief Technology Officer
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2016 | M | 36,532 | $2.30 | A | 39,928 | D | |
| Common Stock | Sep 21, 2016 | S | 36,532 | $15.00 | D | 3,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $2.30 | Sep 21, 2016 | M | 36,532 | D | — | Oct 23, 2021 | Common Stock | 36,532 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F225% of the stock option became exercisable on July 20, 2012, with the remainder exercisable in 36 equal monthly installments thereafter.