SEC Form 4 · accession 0001370637-18-000092
ETSY INC · ETSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda F Kozlowski
Officer — Chief Operating Officer
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2018 | M | 4,501 | $0.00 | A | 27,575 | D | |
| Common Stock | Jul 1, 2018 | F | 1,721 | $42.19 | D | 25,854 | D | |
| Common StockF1 | Jul 1, 2018 | M | 1,998 | $0.00 | A | 27,852 | D | |
| Common Stock | Jul 1, 2018 | F | 764 | $42.19 | D | 27,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 1, 2018 | M | 4,501 | D | — | — | Common Stock | 4,501 | 36,002 | D |
| Restricted Stock UnitsF2,F4 | — | Jul 1, 2018 | M | 1,998 | D | — | — | Common Stock | 1,998 | 21,979 | D |
Explanation of responses
- F1Shares of common stock acquired upon the vesting of restricted stock units.
- F2Units correspond 1-for-1 with common stock.
- F325% of the restricted stock units vested on July 1, 2017, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.
- F4The restricted stock units vest in 16 equal quarterly installments, beginning on July 1, 2017, provided the reporting person remains continuously employed on each vesting date.