SEC Form 4 · accession 0001370637-18-000057
ETSY INC · ETSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Josh Silverman
Officer — President & CEO · Director
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2018 | M | 250,000 | $0.00 | A | 250,000 | D | |
| Common StockF2 | May 3, 2018 | F | 130,076 | $30.85 | D | 119,924 | D | |
| Common StockF3,F4 | holding | — | — | — | 64,000 | I | By GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | — | May 3, 2018 | M | 250,000 | D | — | — | Common Stock | 250,000 | 0 | D |
Explanation of responses
- F1Shares of common stock acquired upon the vesting of restricted stock units.
- F2Shares withheld to satisfy tax obligation.
- F3Shares held in a GRAT for which Mr. Silverman is a trustee and annuity beneficiary.
- F4Shares previously reported as Direct Ownership.
- F5Units correspond 1-for-1 with common stock.
- F6100% of this award vested on May 3, 2018.