SEC Form 4 · accession 0001370637-17-000071
ETSY INC · ETSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Margaret Mary Smyth
Director
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 6,644 | $0.00 | A | 6,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 8, 2017 | A | 4,931 | A | — | — | Common Stock | 4,931 | 4,931 | D |
| Common StockF2 | $13.92 | Jun 8, 2017 | A | 10,303 | A | — | Jun 7, 2027 | Common Stock | 10,303 | 10,303 | D |
| Restricted Stock UnitsF1,F3 | — | Jun 9, 2017 | M | 6,644 | D | — | — | Common Stock | 6,644 | 13,287 | D |
Explanation of responses
- F1Units correspond 1-for-1 with common stock.
- F2This award is granted as part of the reporting person's annual retainer under the Etsy, Inc. Compensation Program for Non-Employee Directors. 100% of this award will vest on the date of the next Annual Meeting of Stockholders, subject to the reporting person's continuous service as a member of the Board of Directors.
- F3This award vests in equal installments on each of the first three anniversaries of the grant date, subject to the reporting person's continuous service as a member of the Board of Directors.