SEC Form 4 · accession 0001370637-16-000113
ETSY INC · ETSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Allspaw
Officer — Chief Technology Officer
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | M | 1,988 | $0.00 | A | 5,384 | D | |
| Common Stock | Oct 1, 2016 | F | 820 | $14.28 | D | 4,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 1, 2016 | M | 1,988 | D | — | — | Common Stock | 1,988 | 23,847 | D |
Explanation of responses
- F1Shares of common stock acquired upon the vesting of restricted stock units.
- F2Units correspond 1-for-1 with common stock.
- F3On November 2, 2015, the reporting person was granted 31,796 restricted stock units, which vest in 16 equal quarterly installments, beginning on January 1, 2016, provided the reporting person remains continuously employed on each vesting date.