SEC Form 4 · accession 0001370637-16-000083
ETSY INC · ETSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Allspaw
Officer — Chief Technology Officer
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2016 | M | 12,500 | $0.86 | A | 14,729 | D | |
| Common Stock | Jun 20, 2016 | M | 166,828 | $0.926 | A | 181,557 | D | |
| Common Stock | Jun 20, 2016 | S | 179,328 | $10.00 | D | 2,229 | D | |
| Common Stock | Jun 21, 2016 | M | 26,984 | $0.926 | A | 29,213 | D | |
| Common Stock | Jun 21, 2016 | S | 26,984 | $10.00 | D | 2,229 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $0.86 | Jun 20, 2016 | M | 12,500 | D | — | Jul 29, 2019 | Common Stock | 12,500 | 0 | D |
| Employee stock option (right to buy)F3 | $0.926 | Jun 20, 2016 | M | 166,828 | D | — | Feb 2, 2020 | Common Stock | 166,828 | 26,984 | D |
| Employee stock option (right to buy)F3 | $0.926 | Jun 21, 2016 | M | 26,984 | D | — | Feb 2, 2020 | Common Stock | 26,984 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F225% of the stock option became exercisable on July 30, 2010, with the remainder exercisable in 36 equal monthly installments thereafter.
- F325% of the stock option became exercisable on January 25, 2011, with the remainder exercisable in 36 equal monthly installments thereafter.