SEC Form 4 · accession 0001370637-16-000025
ETSY INC · ETSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan D Klein
Director
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 11, 2016 | J | 1,997 | $0.00 | A | 261,666 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported on this form represents a pro rata distribution and not a purchase or sale of securities, by certain funds affiliated with Accel Partners, to the Reporting Person as a limited partner without consideration. The distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.
- F2Includes 21,739 shares previously held through the JD Klein Family Settlement Trust that have been distributed to the reporting person and are now owned directly.