SEC Form 4 · accession 0001179110-18-005636
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Renken
Director
Period of report
Apr 11, 2018
Accepted (ET)
Apr 13, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 11, 2018 | M | 2,000 | $5.21 | A | 40,657 | D | |
| Common StockF2 | holding | — | — | — | 80,400 | I | See footnote 2. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.21 | Apr 11, 2018 | M | 2,000 | D | — | Jun 10, 2018 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Includes (i) 1,200 shares of restricted stock that vest on June 5, 2018, (ii) 1,474 shares of restricted stock that vest in three substantially equal installments on each of June 8, 2018, June 8, 2019 and June 8, 2020 and (iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019.
- F2The shares are held by the LVRJC Partnership. The reporting person is the managing partner of the partnership and has sole voting and investment control over the shares of common stock held therein.
- F3The option became exercisable in two substantially equal installments on each of June 10, 2009 and June 10, 2010.