SEC Form 4 · accession 0001179110-17-005997
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Renken
Director
Period of report
Apr 12, 2017
Accepted (ET)
Apr 14, 2017 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 12, 2017 | M | 2,000 | $9.28 | A | 37,183 | D | |
| Common StockF2,F3 | holding | — | — | — | 80,400 | I | See footnote 3. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $9.28 | Apr 12, 2017 | M | 2,000 | D | — | Jun 12, 2017 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Includes 4,583 shares that vest in three substantially equal installments on each of June 9, 2017, June 9, 2018 and June 9, 2019 and includes 2,400 shares that vest in two equal installments on each of June 5, 2017 and June 5, 2018.
- F2Includes 2,500 shares that were previously omitted, as reflected in the reporting person's amended Form 4, filed on January 17, 2017.
- F3The shares are held by the LVRJC Partnership. The reporting person is the managing partner of the partnership and has sole voting and investment control over the shares of common stock held therein.
- F4The option became exercisable in two equal installments on each of June 12, 2008 and June 12, 2009.