SEC Form 4 · accession 0001179110-17-005285
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Donald Brisbin
Officer — Chief Executive Officer · Director · Other
Period of report
Mar 30, 2017
Accepted (ET)
Mar 30, 2017 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2017 | M | 100,000 | $9.30 | A | 185,465 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.30 | Mar 30, 2017 | M | 100,000 | A | — | Apr 2, 2017 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Includes 40,000 shares of restricted stock that vest in three substantially equal installments on each of May 4, 2017, May 4, 2018 and May 4, 2019.
- F2The option became exercisable in three substantially equal installments on each of April 2, 2008, April 2, 2009, and April 2, 2010.