SEC Form 4 · accession 0001179110-17-004890
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Donald Brisbin
Officer — Chief Executive Officer · Director · Other
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 15, 2017 | S | 5,800 | $33.34 | D | 109,665 | D | |
| Common StockF4,F3 | Mar 16, 2017 | S | 8,205 | $32.68 | D | 101,460 | D | |
| Common StockF5,F3 | Mar 17, 2017 | S | 6,095 | $31.13 | D | 95,365 | D | |
| Common StockF6,F3 | Mar 17, 2017 | S | 9,900 | $32.17 | D | 85,465 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person plans to use the proceeds from the sale of shares to fund the exercise price of options.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.24 to $33.44, inclusive. The reporting person undertakes to provide to Willdan Group, Inc., any security holder of Willdan Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.
- F3Includes 40,000 shares of restricted stock that vest in three substantially equal installments on each of May 4, 2017, May 4, 2018 and May 4, 2019.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.35 to $33.09, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.98 to $31.47, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.30, inclusive.