SEC Form 4/A · accession 0001179110-16-031581
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas Donald Brisbin
Officer — Chief Executive Officer · Director · Other
Period of report
Nov 3, 2016
Accepted (ET)
Nov 15, 2016 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.27 | Nov 3, 2016 | A | 100,000 | A | — | Nov 3, 2026 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The option becomes exercisable in three equal installments on each of November 2, 2017, November 2, 2018 and November 2, 2019.
Remarks
This amended Form 4 is filed to accurately report the conversion price of the derivative security, transaction date and expiration date in the transaction.