SEC Form 4 · accession 0001179110-16-030829
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Renken
Director
Period of report
Oct 19, 2016
Accepted (ET)
Oct 19, 2016 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2016 | M | 2,000 | $10.64 | A | 35,183 | D | |
| Common StockF2 | holding | — | — | — | 77,900 | I | See footnote 2. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.64 | Oct 19, 2016 | M | 2,000 | D | May 22, 2007 | Nov 22, 2016 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Includes 4,583 shares that vest in three equal installments on each of June 9, 2017, June 9, 2018 and June 9, 2019 and includes 2,400 shares that vest in two equal installments on each of June 5, 2017 and June 5, 2018.
- F2The shares are held by the LVRJC Partnership. The reporting person is the managing partner of the partnership and has sole voting and investment control over the shares of common stock held therein.