SEC Form 4 · accession 0001179110-16-018926
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Renken
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 10, 2016 · 7:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2016 | M | 5,000 | $1.80 | A | 28,600 | D | |
| Common StockF2 | holding | — | — | — | 77,900 | I | See footnote 2. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $1.80 | Feb 10, 2016 | M | 5,000 | D | — | Jun 4, 2022 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Includes 2,500 shares of restricted stock that vest on June 6, 2016 and 3,600 shares of restricted stock that vest in equal installments on each of June 5, 2016, June 5, 2017 and June 5, 2018.
- F2The shares are held by the LVRJC Partnership. The reporting person is the managing partner of the partnership and has sole voting and investment control over the shares of common stock held therein.
- F3The option became exercisable in two equal installments on each of June 4, 2013 and June 4, 2014.