SEC Form 4 · accession 0001179110-16-017699
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas James McEachern
Director
Period of report
Jan 6, 2016
Accepted (ET)
Jan 12, 2016 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 6, 2016 | M | 5,000 | $1.87 | A | 67,870 | I | By The McEachern Family Trust |
| Common Stock | Jan 6, 2016 | M | 5,000 | $2.84 | A | 72,870 | I | By The McEachern Family Trust |
| Common StockF1 | holding | — | — | — | 6,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.87 | Jan 6, 2016 | M | 5,000 | D | — | Jun 8, 2019 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $2.48 | Jan 6, 2016 | M | 5,000 | D | — | Jun 7, 2020 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Includes 3,600 shares that vest in three equal installments on each of June 5, 2016, June 5, 2017 and June 5, 2018 and 2,500 shares that will vest on June 6, 2016.
- F2The option became exercisable in two equal installments on each of June 8, 2010 and June 8, 2011.
- F3The option became exercisable in two equal installments on each of June 7, 2011 and June 7, 2012.