SEC Form 4 · accession 0001179110-15-014003
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Renken
Director
Period of report
Oct 9, 2015
Accepted (ET)
Oct 13, 2015 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 9, 2015 | M | 5,000 | $1.87 | A | 18,600 | D | |
| Common StockF1 | Oct 9, 2015 | M | 5,000 | $2.48 | A | 23,600 | D | |
| Common StockF2 | holding | — | — | — | 77,900 | I | See footnote 2. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $2.48 | Oct 9, 2015 | M | 5,000 | D | — | Jun 7, 2020 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $1.87 | Oct 9, 2015 | M | 5,000 | D | — | Jun 8, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Includes 2,500 shares of restricted stock that vest on June 6, 2016, and 3,600 shares of restricted stock that vest in three equal installments on each of June 5, 2016, June 5, 2017 and June 5, 2018.
- F2The shares are held by the LVRJC Partnership. The reporting person is the managing partner of the partnership and has sole voting and investment control over the shares of common stock held therein.
- F3The option became exercisable in two equal installments on each of June 8, 2010 and June 8, 2011.
- F4The option became exercisable in two equal installments on each of June 7, 2011 and June 7, 2012.