SEC Form 4 · accession 0001179110-15-000874
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Tipermas
Officer — President of National Programs
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2015 | M | 16,000 | $3.84 | A | 51,000 | D | |
| Common Stock | Jan 12, 2015 | M | 3,333 | $3.89 | A | 54,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.84 | Jan 12, 2015 | M | 16,000 | D | — | Mar 26, 2022 | Common Stock | 16,000 | 8,000 | D |
| Stock Option (Right to Buy)F2 | $3.89 | Jan 12, 2015 | M | 3,333 | D | — | Nov 7, 2023 | Common Stock | 3,333 | 6,667 | D |
Explanation of responses
- F1The option became exercisable in three equal installments on each of March 26, 2013, March 26, 2014 and March 26, 2015.
- F2The option became exercisable in three equal installments on each of November 7, 2014, November 7, 2015 and November 7, 2016.