SEC Form 4 · accession 0001209191-17-006404
ANAPTYSBIO, INC · ANAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Lydon
Director
Period of report
Jan 31, 2017
Accepted (ET)
Jan 31, 2017 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370053
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2017 | C | 203,625 | $0.00 | A | 270,957 | D | |
| Common Stock | Jan 31, 2017 | P | 16,666 | $15.00 | A | 287,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1 | $0.00 | Jan 31, 2017 | C | 80,877 | D | — | — | Common Stock | 80,877 | 0 | D |
| Series C Preferred StockF1 | $0.00 | Jan 31, 2017 | C | 55,403 | D | — | — | Common Stock | 55,403 | 0 | D |
| Series D Preferred StockF1 | $0.00 | Jan 31, 2017 | C | 67,345 | D | — | — | Common Stock | 67,345 | 0 | D |
Explanation of responses
- F1In connection with the consummation of the Issuer's initial public offering on January 31, 2017, each share of Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.