SEC Form 4 · accession 0001012975-18-000438
ANAPTYSBIO, INC · ANAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Topper
Director
Period of report
May 11, 2018
Accepted (ET)
May 15, 2018 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370053
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2018 | J | 1,372,000 | $0.00 | D | 973,612 | I | See Footnote |
| Common StockF2 | May 11, 2018 | J | 301,024 | $0.00 | A | 301,024 | I | See Footnote |
| Common StockF3 | May 11, 2018 | J | 301,024 | $0.00 | D | 0 | I | See Footnote |
| Common Stock | May 11, 2018 | J | 31,854 | $0.00 | A | 31,854 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective May 11, 2018, Frazier Healthcare V, L.P. ("FH V"), distributed in-kind, without consideration, a total of 1,372,000 shares of Common Stock of the Issuer to its general and limited partners. The remaining securities are held by FH V. FHM V, L.L.C. is the general partner of FHM V, L.P. which is the general partner of FH V. The reporting person disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2Shares acquired by FHM V, L.P. through a distribution in-kind from FH V. FHM V, L.L.C. is the general partner of FHM V, L.P. The reporting person disclaims beneficial ownership of all shares held by the foregoing entities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3Effective May 11, 2018, FHM V, L.P. distributed in-kind, without consideration, a total of 301,024 shares of Common Stock of the Issuer to its limited partners.
- F4Shares acquired by Dr. Topper through a distribution in-kind from FHM V, L.P.