SEC Form 4 · accession 0001144204-16-138849
China Biologic Products, Inc. · CBPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Yeung
Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 6:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001369868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2016 | M | 20,000 | $10.57 | A | 40,000 | D | |
| Common StockF1 | Dec 9, 2016 | M | 5,000 | $9.85 | A | 45,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $10.57 | Dec 9, 2016 | M | 20,000 | D | Jul 30, 2013 | Jul 29, 2022 | Common Stock | 20,000 | 0 | D |
| Stock Option (right to buy)F3 | $9.85 | Dec 9, 2016 | M | 5,000 | D | Sep 1, 2013 | Aug 31, 2022 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Acquired by the Reporting Person through the exercise of stock options to purchase the Issuer's common stock. See Footnotes 2 and 3 below for further details on the relevant stock options.
- F2Represents previously reported ten-year non-qualified stock options to purchase 20,000 shares of the Issuer's common stock granted to the Reporting Person under the Issuer's 2008 equity incentive plan pursuant to a stock option agreement dated July 29, 2012 and vested in two equal tranches on January 30, 2013 and July 30, 2013.
- F3Represents previously reported ten-year non-qualified stock options to purchase 5,000 shares of the Issuer's common stock granted to the Reporting Person under the Issuer's 2008 equity incentive plan pursuant to a stock option agreement dated August 31, 2012 and vested on September 1, 2013.