SEC Form 3 · accession 0001477932-15-001090
GYROTRON TECHNOLOGY INC · GYTI.PK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack N Mayer
Director · 10% Owner
Period of report
Jan 29, 2015
Accepted (ET)
Feb 11, 2015 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001369795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,663,984 | D | ||
| Common Stock | holding | — | — | — | 600,000 | I | By Wife | |
| Common Stock | holding | — | — | — | 15,525 | I | By Trusts | |
| Common Stock | holding | — | — | — | 64,800 | I | By Sons |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B-1 Convertible Preferred StockF2 | $1.00 | holding | — | — | — | — | Mar 31, 2015 | Common Stock | 60,000 | — | I |
| Series B-1 Convertible Preferred StockF3,F4 | $1.60 | holding | — | — | — | Mar 31, 2008 | — | Common Stock | 357,776 | — | D |
| Series B-1 Convertible Preferred StockF3,F4 | $1.60 | holding | — | — | — | Mar 31, 2008 | — | Common Stock | 119,258 | — | I |
| Series B-1 Convertible Preferred StockF3,F4 | $1.60 | holding | — | — | — | Dec 14, 2009 | — | Common Stock | 141,619 | — | D |
| Series B-1 Convertible Preferred StockF3,F4 | $0.85 | holding | — | — | — | Dec 31, 2012 | — | Common Stock | 238,140 | — | D |
| Series B-1 Convertible Preferred StockF3,F4 | $0.85 | holding | — | — | — | Dec 31, 2012 | — | Common Stock | 65,550 | — | I |
| Series B-1 Convertible Preferred StockF3,F4 | $0.70 | holding | — | — | — | Mar 31, 2014 | — | Common Stock | 88,050 | — | D |
Explanation of responses
- F1Includes 1,800 shares held jointly with the Reporting Person's son.
- F2Immediately exercisable
- F3Date on which all holdings of such Preferred Stock were convertible
- F4No expiration date.