SEC Form 3/A · accession 0001477932-15-000988
GYROTRON TECHNOLOGY INC · GYTI.PK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Jerome M Balsam
Officer — Secretary · Director
Period of report
Jan 29, 2015
Accepted (ET)
Feb 4, 2015 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001369795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 127,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred Stock | $1.00 | holding | — | — | — | Jul 1, 2011 | Mar 31, 2015 | Common Stock | 9,999 | — | D |
| Series B Convertible Preferred StockF1,F2 | $1.60 | holding | — | — | — | Mar 31, 2008 | — | Common Stock | 26,036 | — | D |
| Series B Convertible Preferred StockF1,F2 | $1.60 | holding | — | — | — | Nov 20, 2009 | — | Common Stock | 6,225 | — | D |
| Series B Convertible Preferred StockF1,F2 | $0.85 | holding | — | — | — | Dec 31, 2012 | — | Common Stock | 11,610 | — | D |
Explanation of responses
- F1Date on which all holdings of such Preferred Stock were convertible.
- F2No expiration date.