SEC Form 4 · accession 0001161697-26-000173
CATALYST PHARMACEUTICALS, INC. · CPRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Daly
Officer — President and CEO · Director
Period of report
Jul 15, 2026
Accepted (ET)
Jul 17, 2026 · 4:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001369568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Jul 15, 2026 | D | 271,266 | $31.50 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF5 | $4.64 | Jul 15, 2026 | D | 33,500 | D | — | Dec 2, 2026 | Common Stock | 33,500 | 0 | D |
| Options to purchase common stockF5 | $3.42 | Jul 15, 2026 | D | 30,000 | D | — | Dec 30, 2027 | Common Stock | 30,000 | 0 | D |
| Options to purchase common stockF5 | $7.07 | Jul 15, 2026 | D | 20,000 | D | — | Dec 28, 2028 | Common Stock | 20,000 | 0 | D |
| Options to purchase common stockF5 | $18.59 | Jul 15, 2026 | D | 15,000 | D | — | Dec 27, 2029 | Common Stock | 15,000 | 0 | D |
| Options to purchase common stockF6 | $13.30 | Jul 15, 2026 | D | 1,365,319 | D | — | Jan 1, 2031 | Common Stock | 1,365,319 | 0 | D |
| Options to purchase common stockF6 | $21.12 | Jul 15, 2026 | D | 491,160 | D | — | Nov 21, 2031 | Common Stock | 491,160 | 0 | D |
| Options to purchase common stockF6 | $22.77 | Jul 15, 2026 | D | 381,948 | D | — | Nov 20, 2032 | Common Stock | 381,948 | 0 | D |
| Restricted Stock UnitsF2,F6 | — | Jul 15, 2026 | D | 126,316 | D | — | Jan 1, 2029 | Common Stock | 126,316 | 0 | D |
| Restricted Stock UnitsF2,F6 | — | Jul 15, 2026 | D | 40,013 | D | — | Nov 21, 2027 | Common Stock | 40,013 | 0 | D |
| Restricted Stock UnitsF2,F6 | — | Jul 15, 2026 | D | 115,283 | D | — | Nov 20, 2028 | Common Stock | 115,283 | 0 | D |
Explanation of responses
- F1The reported securities were disposed of in connection with the consummation of the acquisition of the Issuer by Angelini Pharma S.p.A. (the "Merger")
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F3In connection with the consummation of the Merger, each reported stock option ("Option") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share over the per-share price of such Option, multiplied by (y) the total number of shares subject to such Option.
- F4In connection with the consummation of the Merger, each reported restricted stock unit ("RSU") was cancelled and converted into the right to receive a cash payment (without interest, and less applicable tax withholdings and other authorized deductions) equal to the product of (x) the excess of $31.50 per share, multiplied by (y) the number of shares subject to such RSU.
- F5Each Option was fully vested.
- F6Each Option or RSU, as applicable, vested in full in connection with the consummation of the Merger.