SEC Form 4 · accession 0001213900-17-006438
MYOMO, INC. · MYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Sanghi
Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001369290
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jun 9, 2017 | C | 203,275 | — | A | 203,275 | D | |
| COMMON STOCKF2 | Jun 9, 2017 | P$0 | 95,238 | — | A | 298,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 8 % SUBORDINATE CONVERTIBLE NOTEF1 | — | Jun 9, 2017 | C | 203,275 | D | — | — | COMMON STOCK | 203,275 | 0 | D |
| WARRANTS (RIGHT TO BUY)F2,F3 | $7.50 | Jun 9, 2017 | P | 95,238 | D | — | Jun 9, 2020 | COMMON STOCK | 95,238 | 0 | D |
Explanation of responses
- F1The 8% subordinate convertible note was converted into common stock at a price of $5.18 per share upon completion of the Company's initial public offering.
- F2The Common Stock and Warrants were sold in the form of Units issued by the Company in a private placement at a price of $5.25 per Unit, each Unit consisting of one share of Common Stock and a Warrant to purchase one share of Common Stock at an exercise price of $7.50 per share.
- F3The Warrants are immediately exercisable.