SEC Form 4 · accession 0001213900-17-006435
MYOMO, INC. · MYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Gudonis
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001369290
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jun 9, 2017 | C | 69,726 | — | A | 341,054 | D | |
| COMMON STOCKF2 | Jun 9, 2017 | C | 57,489 | — | A | 398,543 | D | |
| COMMON STOCKF3 | Jun 9, 2017 | C | 21,564 | — | A | 420,107 | D | |
| COMMON STOCKF4 | Jun 9, 2017 | P$0 | 14,000 | — | A | 434,107 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SERIES A-1 CONVERTIBLE PREFERRED STOCKF1 | — | Jun 9, 2017 | C | 69,726 | D | — | — | COMMON STOCK | 69,726 | 0 | D |
| SERIES B-1 CONVERTIBLE PREFERRED STOCKF2 | — | Jun 9, 2017 | C | 57,489 | D | — | — | COMMON STOCK | 57,489 | 0 | D |
| 8 % SUBORDINATE CONVERTIBLE NOTEF3 | — | Jun 9, 2017 | C | 21,564 | D | — | — | COMMON STOCK | 21,564 | 0 | D |
Explanation of responses
- F1The Series A-1 Convertible Preferred Stock converted into common stock on a 1-for-1 basis upon completion of the Company's initial public offering and has no expiration date.
- F2The Series B-1 Convertible Preferred Stock converted into common stock on a 1-for-1 basis upon completion of the Company's initial public offering and has no expiration date.
- F3The 8% subordinate convertible note was converted into common stock at a price of $5.18 per share upon completion of the Company's initial public offering.
- F4The Common Stock was acquired in the Company's initial public offering for $7.50 per share.