SEC Form 4 · accession 0001140361-15-018568
WaferGen Bio-systems, Inc. · WGBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Warner
Officer — Chief Operating Officer
Period of report
Apr 29, 2015
Accepted (ET)
May 8, 2015 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368993
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 29, 2015 | A | 40,000 | $0.00 | A | 40,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents grant of restricted stock units. 13,333 of the restricted stock units will vest on May 29, 2016, 13,334 of the restricted stock units will vest on May 29, 2017, and 13,333 of the restricted stock units will vest on May 29, 2018.