SEC Form 4 · accession 0001140361-15-000621
WaferGen Bio-systems, Inc. · WGBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivan Trifunovich
Officer — CEO / President · Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368993
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.19 | Jan 2, 2015 | A | 211,662 | A | — | Jan 2, 2022 | Common Stock | 211,662 | 211,662 | D |
Explanation of responses
- F1194,023 shares subject to the option were vested on the grant date and 17,639 shares subject to the option will vest on March 8, 2015.