SEC Form 4 · accession 0001580695-18-000159
Petrolia Energy Corp · BBLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tariq Nawaz Chaudhary
Officer — Chief Financial Officer
Period of report
Feb 28, 2018
Accepted (ET)
Mar 21, 2018 · 10:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares (Restricted)F1,F2 | Feb 28, 2018 | P$0 | 657,417 | — | A | 1,157,417 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This reporting person had previously owned 571,667 shares in Bow Energy Ltd., which were purchased on the open market on the TSX Venture Exchange. Do to the recent acquisition of Bow, by Petrolia Energy Corp, his original share holding has been converted to BBLS Shares with the 1.15x multiplier as reported in Petrolia's Feb.28, 2018 Form 8-k filing.
- F2The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares acquired at each allotment.