SEC Form 4 · accession 0001185185-16-005424
Petrolia Energy Corp · BBLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joel Martin Oppenheim
Director
Period of report
Feb 1, 2016
Accepted (ET)
Sep 12, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368637
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.10 | Feb 1, 2016 | P | 10,000 | A | Feb 1, 2016 | Feb 1, 2019 | Common Stock | 10,000 | 1,610,000 | D |
| Warrant | $0.06 | Jun 20, 2016 | P | 50,000 | A | Jun 20, 2016 | Jun 20, 2019 | Common Stock | 50,000 | 1,660,000 | D |
| Warrant | $0.06 | Jul 13, 2016 | P | 25,000 | A | Jul 13, 2016 | Jul 13, 2019 | Common Stock | 25,000 | 1,685,000 | D |
| Warrant | $0.06 | Jul 13, 2016 | P | 12,500 | A | Jul 13, 2016 | Jul 13, 2019 | Common Stock | 12,500 | 1,697,500 | D |
| Warrant | $0.06 | Jul 13, 2016 | P | 10,000 | A | Jul 13, 2016 | Jul 13, 2019 | Common Stock | 10,000 | 1,707,500 | D |
| Warrant | $0.08 | Aug 5, 2016 | P | 10,000 | A | Aug 5, 2016 | Aug 5, 2019 | Common Stock | 10,000 | 1,717,500 | D |
| Warrant | $0.08 | Aug 18, 2016 | P | 10,000 | A | Aug 18, 2016 | Aug 18, 2019 | Common Stock | 300,000 | 2,017,500 | D |
| Warrant | $0.06 | Aug 23, 2016 | P | 50,000 | A | Aug 23, 2016 | Aug 23, 2019 | Common Stock | 50,000 | 2,067,500 | D |