SEC Form 4 · accession 0001567619-19-001078
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy E Conver
Director · Other
Period of report
Jan 10, 2019
Accepted (ET)
Jan 14, 2019 · 12:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F6 | Jan 10, 2019 | S | 6,900 | $73.00 | D | 1,858,635 | I | See Footnote |
| Common StockF3,F6 | Jan 10, 2019 | S | 3,450 | $72.99 | D | 1,855,185 | I | See Footnote |
| Common StockF4,F6 | Jan 11, 2019 | S | 6,900 | $72.42 | D | 1,848,285 | I | See Footnote |
| Common StockF5,F6 | Jan 11, 2019 | S | 3,450 | $72.41 | D | 1,844,835 | I | See Footnote |
| Common Stock | holding | — | — | — | 55,659 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on December 8, 2018.
- F2The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $72.06 - $73.95. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $72.15 - $74.02. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $71.17 - $73.61. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $71.35 - $73.62. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.